In Focus: When things go wrongJun 9 2023

Adviser loses Fos case over DB transfer he 'sold to himself'

twitter-iconfacebook-iconlinkedin-iconmail-iconprint-icon
Search supported by
Adviser loses Fos case over DB transfer he 'sold to himself'
(Jenna Hamra/Pexels)

A financial adviser has lost a Financial Ombudsman Service case over the transfer of his defined benefit pension after it was found he effectively advised himself on it and he received commission for it.

PAGE 1 OF 2

More onIn Focus: When things go wrong

Top 5 things that people get wrong with pensions
Fresh fear over potential new mortgage prisoners 
Handling PI insurance after a complaint

Most Read

Financial Conduct Authority
Jun 12 2023
FCA cancels firm's permissions after failure to pay fees
Evelyn Partners
Jun 12 2023
Evelyn Partners buys boutique wealth manager
Vantage Point: Investing for i...
Jun 1 2023
Building the optimal retirement income portfolio

More onIn Focus: When things go wrong

In Focus: When things go wrong
Jun 12 2023
Top 5 things that people get wrong with pensions
In Focus: When things go wrong
Jun 7 2023
Fresh fear over potential new mortgage prisoners 
Fresh fear over potential new mortgage prisoners 
In Focus: When things go wrong
Jun 7 2023
Handling PI insurance after a complaint
In Focus: When things go wrong
Jun 6 2023
'The repercussions of breaking the Green Claims Code are significant'
In Focus: When things go wrong
Jun 6 2023
'This country is full of intelligence on scams, use it!'

Related Topics

Financial Ombudsman Service
Regulation
Pensions
A service from the Financial Times
For unlimited access to FTAdviser content...

Register now for free

  • Read the latest news and views from the world of financial advice
  • Never miss a story - sign up to our email alerts
  • Bank CPD while you read
Have an account? Sign In